{"id":1317,"date":"2016-11-17T15:24:54","date_gmt":"2016-11-17T23:24:54","guid":{"rendered":"https:\/\/www.washington.edu\/research\/?page_id=1317"},"modified":"2026-06-05T10:52:46","modified_gmt":"2026-06-05T17:52:46","slug":"agreement-types","status":"publish","type":"page","link":"https:\/\/www.washington.edu\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/","title":{"rendered":"Agreement Types"},"content":{"rendered":"<p>This guidance may help you determine which UW office to contact when presented with a draft agreement.<br \/>\nThe Office of Sponsored Programs (OSP), reviews agreements that meet one of the following two criteria:<\/p>\n<ul>\n<li>It is a <a href=\"\/research\/myresearch-lifecycle\/plan-and-propose\/select-funding-source\/#sp-gift-or-svc\">sponsored program<\/a><\/li>\n<li>Agreement is related to a sponsored program<\/li>\n<\/ul>\n<p>When the agreement is a sponsored program or related to a sponsored program, there are several key principles that drive the terms of the agreement. Please review <a href=\"\/research\/myresearch-lifecycle\/setup\/sponsor-requirements\/agreement-considerations\/\">Agreement Considerations<\/a> for more details.<\/p>\n<p>Review more on:<\/p>\n<ul>\n<li><a href=\"#agreements-and-osp\">Agreements &amp; OSP<\/a><\/li>\n<li><a href=\"#not-osp\">Agreements that Do Not Route to OSP<\/a><\/li>\n<li>If you have an outgoing subaward, please review <a href=\"\/research\/myresearch-lifecycle\/setup\/subawards\/\">outgoing subawards<\/a>.<\/li>\n<li><a href=\"\/research\/faq\/need-use-egc1\/\">When do I need to use an eGC1?<\/a><\/li>\n<li><a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">After-the-fact eGC1 Process<\/a><\/li>\n<li><a href=\"\/research\/compliance\/research-security-at-uw\/#international-activities\">International Activities <span data-olk-copy-source=\"MessageBody\">Assessment<\/span><\/a><\/li>\n<\/ul>\n<h2><a name=\"agreement-table\"><\/a>Agreement Types<\/h2>\n<p>Review some of the common Agreement Types you may come across, along with contact information or routing instructions.<\/p>\n<h3><a name=\"agreements-and-osp\"><\/a>Agreements &amp; OSP<\/h3>\n<p>This list represents agreements that may be hard to distinguish where they route and is not meant to be an exhaustive list. Review information on the specific agreement before routing to OSP.<\/p>\n<p><span style=\"font-weight: 400;\"><\/p>\n<div class=\"accordion non-bold\" id=\"accessible-accordion\">\n<div class=\"screen-reader-text\">Accessible Accordion<\/div>\n<p><\/span><\/p>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Business Associate Agreement or BAA<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<ul>\n<li>Used when a Covered Entity shares data (Personal Health Information or Limited Data Set) to a <a href=\"https:\/\/www.hhs.gov\/hipaa\/for-professionals\/privacy\/guidance\/business-associates\/index.html\" target=\"_blank\" rel=\"noopener\">Business Associate<\/a><\/li>\n<li>Used when outgoing UW Medicine patient data will be provided to an entity that is <a href=\"https:\/\/www.hhs.gov\/hipaa\/for-professionals\/privacy\/guidance\/business-associates\/index.html\" target=\"_blank\" rel=\"noopener\">considered a business associate under HIPAA<\/a> or when incoming patient data will be provided to the UW in its capacity as a business associate rather than for research purposes.<\/li>\n<\/ul>\n<p>OSP does not handle BAAs for outgoing patient data to a business associate. Review <a href=\"https:\/\/depts.washington.edu\/comply\/business-associates\/\" target=\"_blank\" rel=\"noopener\">BAA guidance from UW Medicine Compliance<\/a>.<\/p>\n<ul>\n<li>For BAAs related to VA services, submit <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a> with the agreement attached<\/li>\n<li>Sometimes, an agreement may be titled BAA but it is really a different type of agreement. If you are receiving Data for research and you were provided a BAA for this, please submit a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a> with the agreement attached<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Clinical Trial Agreement or Amendment<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Used when the UW will be a clinical trial site, and carry out the protocol per the terms of a clinical trial (CT) agreement. Changes to a CT\u00a0 agreement are by amendment.<\/p>\n<ul>\n<li>For clinical trials route an <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">After-the-Fact eGC1<\/a> with the agreement attached<\/li>\n<li>For changes to an existing clinical trial, create a SAGE Award Modification (OSP\/GCA) and follow instructions for <a href=\"\/research\/myresearch-lifecycle\/manage\/award-changes\/#cta-changes\">Clinical Trial Agreement changes\u00a0<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Confidential Disclosure Agreement (CDA)<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>These agreements restrict disclosure &amp; use of proprietary or protected info.<br \/>\nExamples:<\/p>\n<ul>\n<li>You are receiving confidential information from an outside party to consider entering into a research agreement relationship<\/li>\n<li>You are receiving protocol information for UW to be considered a clinical trial site<\/li>\n<li>You are sending confidential information to an outside party for that party to consider sponsoring your research<\/li>\n<\/ul>\n<p>Other types of similar agreements include Non-Disclosure Agreement (NDA) or Proprietary Information Agreement (PIA).<\/p>\n<p><strong>If the CDA is related to or in anticipation of a sponsored program:\u00a0<\/strong><\/p>\n<ul>\n<li>Route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a> with the agreement attached<\/li>\n<li>Review <a href=\"https:\/\/washington.edu\/research\/forms-and-templates\/sample-mutual-nda\/\" target=\"_blank\" rel=\"noopener\">UW Approved Mutual NDA Sample<\/a><\/li>\n<\/ul>\n<p><strong>If the CDA is related to an innovation you have disclosed:<\/strong><br \/>\nReview <a href=\"https:\/\/comotion.uw.edu\/licensing\/confidentiality-agreement\/\" target=\"_blank\" rel=\"noopener\">CoMotion CDA information<\/a>, or contact <a href=\"http:\/\/comotion.uw.edu\/contact-us\" target=\"_blank\" rel=\"noopener\">CoMotion<\/a><\/p>\n<p><strong>Neither?<\/strong> Contact your Chair, Dean, or Director<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Cooperative Research &amp; Development Agreements - CRADA<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Cooperative Research and Development Agreement (CRADA) are formal agreements between one or more Federal laboratories and one or more non-Federal parties under which:<\/p>\n<ul>\n<li>The government, through its laboratories, provides personnel, services, facilities, equipment, intellectual property, or other resources.<\/li>\n<li>No funds may be provided by the Federal laboratories to the non-Federal parties.<\/li>\n<li>The non-Federal parties may provide funds, personnel, services, facilities, equipment, intellectual property, or other resources toward the conduct of specified research or development efforts that are consistent with the missions of the bureau.<\/li>\n<li>Any property and equipment provided under technology transfer mechanisms will be provided in accordance with established property management policies and procedures.<\/li>\n<li>See more information on <a href=\"https:\/\/www.doi.gov\/techtransfer\/crada\" target=\"_blank\" rel=\"noopener\">CRADA<\/a> from the U.S. Dept. of Interior<\/li>\n<\/ul>\n<p>CRADA are generally non-negotiable.<\/p>\n<p>Route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a> with the CRADA agreement attached.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Data Use Agreement - DUA | Data Transfer Agreement - DTUA<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Used for the transfer of data collected or developed such as raw data, data sets, student info, personal health info, etc.<\/p>\n<p style=\"padding-left: 40px;\">Examples:<\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li>Mutual disclosure of data between collaborators on a sponsored program<\/li>\n<li>One-way disclosure of UW data to an outside party as part of a consortium<\/li>\n<li>When the UW is a data coordinating center<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p><strong>Related to an active or pending sponsored program?<\/strong><\/p>\n<ul>\n<li>Review <a href=\"https:\/\/washington.edu\/research\/myresearch-lifecycle\/setup\/collaborations\/sharing-information-and-data\/\">DUA guidance<\/a><\/li>\n<li>Route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a> with the agreement attached<\/li>\n<\/ul>\n<p><strong>All other DUAs: <\/strong>Contact your Chair, Dean, or Director<\/p>\n<p><strong>Need a DUA template?\u00a0 <\/strong>Use the <a href=\"https:\/\/thefdp.org\/demonstrations-resources\/dtuas\/\" target=\"_blank\" rel=\"noopener\">FDP DTUA Templates<\/a><\/p>\n<p><strong>Are you a UW Coordinating Center?<\/strong><br \/>\nContact <a href=\"mailto:osp@uw.edu\">osp@uw.edu<\/a> for consultation on template approval and management of high volume DUAs\/DSAs.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Federal Data Repositories<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>When you are accessing or submitting data to a Federal Repository such as dbGaP, NIAGADS, CMS, and are required to complete a Data Submission Agreement (DSA), Data Access Request (DAR) or Data Use Certification (DUC) complete the following instructions.<\/p>\n<p>Review guidance and instructions on <a href=\"https:\/\/www.washington.edu\/research\/policies\/how-to-request-datasets-from-dbgap\/\">How to requests access to dbGaP and other federal repositories<\/a>.<\/p>\n<p><strong>NOTE<\/strong>: Before submitting human subjects datasets to repositories, consult with the Human Subjects Division <a href=\"mailto:hsdinfo@uw.edu\">hsdinfo@uw.edu<\/a><\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Fellowship Agreement \u2013 Industry and Onsite<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Postdoctoral support in which a portion of the training experience is carried out by an industry sponsor on-site at industry sponsor\u2019s location.<\/p>\n<p>Route an eGC1 in SAGE to OSP.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Licensing or Loan Agreement \u2013 Third Party Software, Equipment, other<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>External party licensing software or equipment for UW use. Review the various situations to determine instructions \/ contact:<\/p>\n<ul>\n<li>If for use on a sponsored research agreement, route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a>.<\/li>\n<li>Purchasing software or equipment: If software or equipment are being acquired through purchase, normal procurement procedures should be followed. Procurement will advise on terms if needed.<br \/>\nIf license agreement rises to the level of an unfunded research agreement, route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a>.<\/li>\n<li>If for internally funded research or academic purposes, contact your Chair, Dean, or Director.<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Master Agreement<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>A <a href=\"https:\/\/www.washington.edu\/research\/glossary\/master-agreement\/\">master agreement<\/a> is an overarching agreement in order to establish the terms and conditions that will be applicable to all projects and funding issued under the agreement. Typically, individual projects will be handled through a task order, work order, project addendum, or other shorter document that is subject to the terms of the overarching agreement.<\/p>\n<p>Route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\" target=\"_blank\" rel=\"noopener\">non-award agreement (NAA) eGC1<\/a>. Select a representative PI. This is the individual designated by involved schools\/colleges who will be responsible for the relationship with the sponsor overall. This PI may differ from PIs for individual work orders\/projects.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Material Transfer Agreements (MTA)<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Transfer tangible (e.g. biological) material from or to the UW from or to an outside entity<\/p>\n<ul>\n<li>Incoming (to UW) Material and related to an active or pending sponsored program?\n<ul>\n<li>Route a <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGc1<\/a><\/li>\n<li>Review <a href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/sharing-material\/\">Sharing Materials<\/a> for more info<\/li>\n<\/ul>\n<\/li>\n<li>All other MTAs: review <a href=\"https:\/\/comotion.uw.edu\/what-we-do\/ip-advising-protection-and-licensing\/material-transfer-agreements-mta\/\">CoMotion MTA guidance<\/a><\/li>\n<li><span style=\"font-weight: 400;\">Purchasing materials: If materials are being acquired through purchase, normal procurement procedures should be followed. Procurement will advise on terms if needed.<\/span><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Outgoing Subawards<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Review guidance for <a href=\"\/research\/myresearch-lifecycle\/setup\/subawards\/\">outgoing subawards<\/a>.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Sponsored Research Agreement \u2013 Funded or Unfunded<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>The formal documentation between the UW and an external entity that memorializes the exchange transaction for a specific scope of work.<\/p>\n<p>Sponsors may provide funding, equipment or other tangible items for organized research, instruction, and other sponsored activity.<\/p>\n<p>The award terms must be followed for the life of the project and include project dates, restrictions and reporting.<\/p>\n<p>All sponsored research agreements <a href=\"#atf\">require an eGC1<\/a>. Refer to our <a class=\"waffle-rich-text-link\" href=\"\/research\/myresearch-lifecycle\/setup\/sponsor-requirements\/agreement-considerations\/\">Agreement Considerations<\/a>.<\/p>\n<p>In some cases, the UW\u2019s approved <a href=\"\/research\/forms-and-templates\/sponsored-research-agreement-sra-template\/\">Sponsored Research Agreement (SRA) template<\/a> may be appropriate.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Teaming Agreement<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Express a general intent to cooperate with the UW to pursue an application for funding to a third party.<\/p>\n<p>Route a <a class=\"waffle-rich-text-link\" href=\"\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/after-the-fact-egc1-process\/\">non-award agreement (NAA) eGC1<\/a><\/p>\n<\/div>\n<\/div>\n<\/div>\n<h3><a name=\"not-osp\"><\/a>Agreements that Do NOT Route to OSP<\/h3>\n<p>The following agreements do not route to OSP, this is not an exhaustive list.<\/p>\n<p><span style=\"font-weight: 400;\"><\/p>\n<div class=\"accordion non-bold\" id=\"accessible-accordion\">\n<div class=\"screen-reader-text\">Accessible Accordion<\/div>\n<p><\/span><\/p>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Capstone Program funding agreement - student led projects<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Funding to support student-led research projects, typically at the undergraduate or graduate program level, in which students earn academic credit.<\/p>\n<p>Capstone program funding is handled by the individual academic department. Contact your department administrator or Capstone Program administrator.<\/p>\n<p>Other attributes of <a href=\"\/assessment\/assess_eval\/assessment-at-uw\/departmental\/capstones\/\" target=\"_blank\" rel=\"noopener\">Capstone Courses<\/a> are set out by the Office of Educational Assessment.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Consulting Agreement<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>From time to time, an individual at the UW may be asked to provide consultation as a service for a fee, in which the service primarily benefits the customer. Review more i<a href=\"\/research\/osp\/sponsored-program-or-service\/#svcs\">ndicators of providing services<\/a>.<\/p>\n<ul>\n<li>Contact your Chair, Dean, Chair or Director for information on handling within your unit.<\/li>\n<li>If this consultation is done outside University duties, please see the <a href=\"\/research\/compliance\/outside-professional-work-for-compensation-form-1460\/\">Outside Professional Work approval (1460) process<\/a>.<\/li>\n<li><a href=\"\/research\/faq\/service-activity-who-do-i-contact\/\">Service Activity: Who do I contact?<\/a><\/li>\n<li>Federal Uniform Guidance- <a href=\"https:\/\/www.ecfr.gov\/current\/title-2\/subtitle-A\/chapter-II\/part-200\/subpart-D\/subject-group-ECFR031321e29ac5bbd\/section-200.331\">2 CFR Part 200.331<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Corporate Affiliate Program - CAP<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Membership agreements between Industry members and the UW for companies to learn about the latest UW research, interact with faculty and students, and network with industry colleagues.<\/p>\n<p>These are not sponsored programs.<\/p>\n<p>Review guidance from <a href=\"\/partnerwithuw\/\" target=\"_blank\" rel=\"noopener\">Corporate and Foundation Relations<\/a><\/p>\n<p>These are not sponsored programs. Use the Membership template endorsed by the University and process membership payments as revenue.<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Donation of Services from an Outside Party<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Includes obtaining services of a third party such as production of materials without payment terms.<\/p>\n<p>Contact your Chair,\u00a0 Dean, or Director<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Gift Letter or Agreement<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Intent to provide a contribution of external support to the University without any requirement for receipt of economic or other tangible benefit beyond what any member of the public would receive.<\/p>\n<ul>\n<li>Review guidance on <a href=\"\/research\/myresearch-lifecycle\/plan-and-propose\/select-funding-source\/#sp-gift-or-svc\">Distinguishing between a Sponsored Program, Gift, or Service Activity<\/a><\/li>\n<li>For assessment on whether qualifies as a gift, please contact <a href=\"mailto:gifts@uw.edu\">gifts@uw.edu\u00a0<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Memorandum of Understanding (MOU)<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Memorialize expression of intent, or expressing goals and aspirations or activity without committing to a legally binding agreement implicating legal remedies.<\/p>\n<p>Some examples of what binds the University in agreements:<\/p>\n<ul>\n<li>Committing resources, such as effort, space, or in-kind support<\/li>\n<li>Providing rights or benefits to another party such as rights to reports, IP, or data<\/li>\n<li>Incurring risk, such as indemnification of another party<\/li>\n<li>Specific deliverables promised<\/li>\n<\/ul>\n<p><strong>International agreement<\/strong> that does not bind the UW or UW resources? Review UW Global guidance on <a class=\"waffle-rich-text-link\" href=\"http:\/\/www.washington.edu\/globalaffairs\/agreements\/\">International agreement resources<\/a><\/p>\n<p><strong>Others?<\/strong> Contact your Chair, Dean, or Director<\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Procure or Obtain Outside Goods or Services<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>The UW is purchasing goods or services.<\/p>\n<p>Review Procurement guidance for <a href=\"https:\/\/finance.uw.edu\/ps\/how-to-buy\" target=\"_blank\" rel=\"noopener\">How to Buy<\/a><\/p>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Research Affiliation Agreements with Non-Profit Research Institutions<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>Research Affiliation Agreements are between the ÂÒÂ×ÉçÇø and <strong>other non-profit research institutions <\/strong>(<span style=\"text-decoration: underline;\"><strong>not<\/strong><\/span> industry). <a href=\"https:\/\/uwnetid.sharepoint.com\/:w:\/s\/affiliation_agreements\/IQDSviTkXqvGQ7mQpO-4rN3IARVGUzVJisxfivvlrqwc6Hg\">The Research Affiliation Agreement Process and Template<\/a> covers affiliated appointment criteria, student\/scholar requirements, sponsored program administration requirements, IP, and other relevant areas to such an affiliation. Research Affiliation Agreements do <span style=\"text-decoration: underline;\"><strong>not<\/strong><\/span> serve as grant proposals, other project-specific research affiliation agreements, corporate affiliate membership and giving programs (CAPS and RAPS), or international affiliations.<\/p>\n<p>Steps:<\/p>\n<ol>\n<li>UW unit and collaborating institution completes the <a href=\"https:\/\/uwnetid.sharepoint.com\/:w:\/s\/affiliation_agreements\/IQDSviTkXqvGQ7mQpO-4rN3IARVGUzVJisxfivvlrqwc6Hg\">Research Affiliation Agreement Process and Template<\/a> UW view-access only, create a copy to edit]<\/li>\n<li>UW unit emails the draft agreement to Jade Pearce (researchadmin@uw.edu) in the Office of Research<\/li>\n<li>Jade Pearce routes the draft agreement for review and signature<\/li>\n<li>The Office of Research retains and distributes the fully-signed agreement to all signatories<\/li>\n<\/ol>\n<p>Affiliate access to UW services:<\/p>\n<ul>\n<li><strong>UW Libraries<\/strong>: email libaccts@uw.edu or call 206-543-1174<br \/>\nThe best way for the affiliates to receive UW Libraries access would be to set up appointments for them in Workday, the UW\u2019s payroll system. If it\u2019s possible to grant them an Unpaid Academic Workday appointment, this would automatically grant them online library access as well as physical borrowing privileges. See: <a href=\"https:\/\/uwconnect.uw.edu\/it?id=kb_article_view&amp;sys_kb_id=4ce315d1c3df12504b2073bdc001315d#assign.\">Web publishing, Ovid, U drive, and restricted UW Library resources.<\/a><\/li>\n<li><strong>UW Information Technologies<\/strong>: ask your home department to <a href=\"https:\/\/uwconnect.uw.edu\/it?id=kb_article_view&amp;sysparm_article=KB0033933\">Sponsor a UW NetID<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<div class=\"card\">\n<div class=\"card-header\" id=\"accordion-header\">\n<h3 class=\"mb-0\"><button class=\"btn btn-link\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse\" aria-expanded=\"false\" aria-controls=\"collapse\"><span class=\"btn-text\">Service Agreement<\/span><span class=\"arrow-box\"><span class=\"arrow\"><\/span><\/span><\/button><\/h3>\n<\/div>\n<div id=\"collapse\" class=\"collapse \" aria-labelledby=\"collapse\" data-parent=\"#accordion\" role=\"region\">\n<p>The UW is providing goods or services.<\/p>\n<p>Includes when an individual is providing consultation in their capacity as a UW employee. (Consulting Agreement)<\/p>\n<ul>\n<li><a href=\"\/research\/faq\/service-activity-who-do-i-contact\/\">Service Activity: Who do I contact?<\/a><\/li>\n<li>Review guidance on <a href=\"\/research\/myresearch-lifecycle\/plan-and-propose\/select-funding-source\/#sp-gift-or-svc\">Distinguishing between a Sponsored Program, Gift, or Service Activity<\/a><\/li>\n<li>Federal Uniform Guidance- <a href=\"https:\/\/docs.google.com\/document\/d\/1Y8yn67C9lSEAL0kUYZrzLIffUR3iOREC8I3MtSOIeVc\/edit#:~:text=http%3A\/\/www.ecfr.gov\/cgi%2Dbin\/retrieveECFR%3Fgp%3D1%26SID%3D24c05b2cb4dc80db6ebe24a194d9aeee%26ty%3DHTML%26h%3DL%26mc%3Dtrue%26r%3DSUBJGRP%26n%3Dsg45.1.75_1344_675_1350.sg4\">2 CFR Part 200.331<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>This guidance may help you determine which UW office to contact when presented with a draft agreement. The Office of Sponsored Programs (OSP), reviews agreements that&#8230;<\/p>\n","protected":false},"author":13,"featured_media":0,"parent":463,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"templates\/page-builder-lifecycle.php","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-1317","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Agreement Types - UW Research<\/title>\n<meta name=\"description\" content=\"Provides details on which agreements come to OSP for signature and which do not as well as the After-the-Fact or ATF process for agreements.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.washington.edu\/research\/myresearch-lifecycle\/setup\/collaborations\/agreement-types\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Agreement Types - 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